Chirelstein Colloquium: "The Importance of Investor Protection," with Tracey L. McNeil, Ombudsman, Securities and Exchange Commission
- 12:00PM to 1:30PM
- Faculty Lounge
Tracey L. McNeil is the first Ombudsman for the U.S. Securities and Exchange Commission (SEC), a position she was named to in September 2014. As required under the Dodd-Frank Act, the Ombudsman acts as a liaison in resolving problems that retail investors may have with the Commission or with self-regulatory organizations. The Ombudsman also establishes safeguards to maintain the confidentiality of communications with investors.